Instructions for Preliminary Examination of Doctoral Thesis
To obtain permission for the public defence of their doctoral thesis, the student must first submit the thesis manuscript for preliminary examination.Upon receipt of the doctoral student’s preliminary examination request, the Doctoral Program Committee of the School of Business will decide whether the manuscript is ready for preliminary examination. If so, the Doctoral Programme Committee appoints two Preliminary Examiners on the basis of a proposal from the supervising professor.
As a preliminary examiner, your role is to assess whether the doctoral thesis manuscript meets the minimum requirementsfor a doctoral thesis at Aalto University. Your assessment should culminate in a written, signed Preliminary Examiner's Statement submitted to the Doctoral Program Committee. Below, you will find detailed instructions to guide your evaluation process.
Scope of Evaluation
In your assessment, you are expected to:
- Provide a concise evaluation of the merits and weaknesses of the thesis.
- Discuss the research problem, objectives, methodology, findings, discussion, and conclusions. For compilation theses, evaluate both the individual research papers and the thesis as a whole.
- Assess the significance of the contributions of the thesis to knowledge within the discipline. For compilation theses, consider the coherence and impact of the papers and their alignment with the overarching research objectives.
General Quality Requirements for Doctoral Theses at Aalto University
Your evaluation should consider whether the thesis meets the following criteria:
- Original Contribution: The thesis must contain new scientific knowledge in its field.
- Clarity and Presentation: The results should be presented clearly and meet the standards for scientific writing.
- Doctoral student's Independent Contribution: The doctoral student's individual contribution should be substantial and clearly demonstrable.
- Methodological Rigor: The research methods must meet the standards of scientific research.
- Ethical Compliance: The thesis must conform to the principles of responsible conduct of research and adhere to ethically sustainable practices.
Feedback and Communication
You are encouraged to provide constructive feedback and suggest improvements to enhance the quality of the thesis. If necessary, you may also communicate these suggestions to the doctoral student or request corrections during the process of preliminary examination.
However, all communication with the doctoral student must be mediated by the supervising professor. If you have any questions, need clarification, or wish to propose corrections, please contact the supervising professor directly. They are responsible for facilitating communication and addressing any issues that may arise during the examination process.
Please Note: Your role as a preliminary examiner is distinct from that of a thesis advisor. You are not expected to provide in-depth guidance or assume advisory responsibilities during this process.
Preliminary Examiner’s Statement
Your written statement should explicitly state whether the thesis manuscript meets the minimum requirements for a doctoral thesis. Specifically, you should:
- Concisely evaluate the merits and weaknesses of the thesis, addressing its adherence to the general quality requirements listed above.
- Provide constructive feedback and suggestions for improvement to enhance the quality of the thesis, as appropriate.
- Clearly state whether the thesis meets the criteria for permission to proceed to public defense.
If you conclude that the thesis meets the requirements, include a clear recommendation at the end of your statement that permission for the public defense be granted.
Important Note: Your recommendation cannot be conditional on suggested changes or corrections to the manuscript.
Timeline
You are expected to submit your Preliminary Examiner’s Statement to the Doctoral Program Committee of Aalto University School of Business within six weeks of receiving the examination materials. Please ensure your statement is signed and includes your final recommendation.
Please send the statement by email to: doctoral-biz@aalto.fi
If you have any questions or need clarification, please contact the supervising professor.